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SERVICES

Advisory for Regulated Markets

We advise on the legal, compliance, and structural issues that determine whether a business can bank, raise capital, secure regulatory approvals, and execute cross-border transactions.

Each engagement is scoped to the client's operating model, jurisdictional context, and commercial objectives. We do not offer templated solutions.

01
SERVICE 01

AML & Financial Crime Controls

Practical AML/CFT frameworks that satisfy banking partners, regulators, and investor due diligence.

Banks won't open accounts. Payment processors won't onboard you. Investors ask about your AML program and you don't have a clear answer. Your compliance framework is either missing, outdated, or not built for the type of scrutiny that institutional counterparties and regulators now expect.

KYC/KYB designRisk matrixMonitoring workflowInternal controlsTraining
02
SERVICE 02

Compliance Review & Reporting Readiness

Targeted reviews that identify control gaps before auditors, investors, or regulators do.

You know your compliance documentation isn't where it should be, but you're not sure exactly where the gaps are or how serious they are. An audit, investor diligence process, or regulatory review is coming — and you need to know what will be found before someone else finds it.

03
SERVICE 03

Licensing, Sandbox & Regulatory Pathways

Regulatory strategy grounded in how approval processes actually work.

Licensing strategySandbox preparationRegulatory positioningSubmission roadmapPost-approval support
04
SERVICE 04

Pre-Transaction & Deal Readiness

Structural clarity before fundraising, M&A, or counterparty diligence.

You are preparing to raise capital, sell a business, or enter a strategic transaction — and you know that the other side's lawyers and compliance teams will scrutinize your structure. Ownership is unclear. Key contracts have gaps. Your data room isn't ready. Beneficial ownership visibility is incomplete.

CAPABILITIES
01Pre-diligence review
02UBO and structure review
03Data room setup
04Contract review
05Transaction readiness
05
SERVICE 05

Vietnam Market Entry & Regulatory Advisory

Structured guidance for international businesses entering Vietnam's regulated markets.

You are considering Vietnam as a market for expansion, investment, or operational presence — but the regulatory landscape is complex, sector-specific, and difficult to navigate from outside the country. Entity structuring decisions made at entry shape your regulatory exposure, banking access, and exit optionality for years. Getting the sequencing wrong is expensive to reverse.

06
SERVICE 06
PRODUCT ADVISORY

Tokenized IPO & EU Capital Market Access

End-to-end advisory for Vietnamese SMEs listing tokenized securities on EU-regulated exchanges under the DLT Pilot Regime.

Your company is ready to access international capital markets, but the traditional IPO pathway — NYSE, LSE, HKEX — demands USD 2–5M in fees, 12–18 months of preparation, and an institutional infrastructure your business doesn't have yet. The EU DLT Pilot Regime has created a new, regulated pathway for tokenized securities that dramatically reduces cost, time, and structural complexity.

DLT Pilot RegimeLISE tokenized IPOEU prospectus structuringCross-border complianceOn-chain settlement